Kurt is an attorney and management consultant with over twenty years of experience leveraging technology and data analytics to help clients meet their regulatory requirements and conduct global investigations. His areas of expertise include Board and regulatory compliance reporting and program assessments, financial crime compliance, model risk management ("MRM"), predictive modeling & artificial intelligence, data-intensive investigations, and compliance technology solutions.

Kurt regularly assists financial institutions, digital asset/crypto firms, and regulators in the evaluation of compliance programs and the technologies supporting compliance with the Bank Secrecy Act ("BSA"), FINRA Rule 3110, the Foreign Corrupt Practices Act ("FCPA"), and their international equivalents, including multiple engagements working with or on behalf of FRB, UK FCA, HKMA, DOJ, NYDFS, OCC, and FDIC. He also advises government agencies, insurance companies, and law firms on the appropriate use of technology, data analytics, and predictive modeling.

Across Kurt’s career, a consistent theme has been helping organizations translate complex data and technology into insights that regulators, courts, and executives can understand and act on. Early in his career he led enforcement investigations for the Kansas Department of Labor, where he supervised investigators and integrated predictive analytics into agency surveillance systems. He later served as a workstream lead on the HSBC DOJ monitorship, overseeing global testing of transaction monitoring and compliance technology across multiple jurisdictions. These experiences shaped his approach to compliance and investigations: working closely with data and engineering teams to understand how systems operate, using rigorous analytics to assess whether organizations are meeting regulatory expectations, and presenting technical findings in clear, defensible terms that support regulatory oversight, litigation strategy, and executive decision-making. As he often notes, while the technologies continue to evolve, the most effective compliance programs are those that understand how their systems work and why they meet their obligations.

A son of a military family, Kurt spent his childhood living across three continents. He’s a father of three and a die-hard New York Yankees and Kansas Jayhawks fan.


Representative Engagements

  • Global Compliance Tech & Analytics Testing Lead, HSBC DOJ Monitorship & UK FCA “Skilled Person” Review

  • Contributor, Virtual Commodity Association Digital Asset Market Integrity Committee

  • Sr. Consultant, DOJ Tishman Construction RICO Prosecution, Eastern District of New York

  • Special Assistant Attorney General, Kansas Department of Labor

  • Attorney, Private Practice

Education

  • Northwestern University, M.Sc., Predictive Analytics

  • University of Kansas School of Law, J.D.

  • University of Kansas, B.G.S. in Economics & Political Science

Articles & Speaking Engagements

  • Panelist, “Challenges, Innovations, and the Path Forward in AML & Sanctions Compliance,” 1LoD Financial Crime Summit, February 2025

  • Speaker, "Cutting Through the AI Hype Cycle: A Survey of the Current State, Industry Headwinds, and Next Steps in Transaction Monitoring," ABA/ABA Financial Crime Conference, October 2024

  • Drozd, Kurt, “Section 230 Immunity Isn’t a Guarantee in a ChatGPT World,” Bloomberg Law, June 2023

  • Panelist, “Update on AML & Sanctions Programs in a World that Contains Cryptocurrencies,” Securities Industry and Financial Markets Association (“SIFMA”) Annual AML & FCC Conference, May 2022

  • Drozd, Kurt, “Regtech: Thinking Beyond Plug-and-Play Solutions,” ACAMS Today, Dec 2020 – Feb 2021

  • Drozd, Kurt, “Model Validation: It’s Time for a Fresh Perspective,” Exiger.com White Paper, Sep 2019

  • Moderator & Panelist, “Risk-Based Audit Process and the Benefits of Data Analytics,” Institute of International Bankers, Internal Audit Seminar on Financial Crime Compliance, Jun 2019



Our Team

Our Team

We prioritize our clients' needs, understanding that each case is unique.

We prioritize our clients' needs, understanding that each case is unique.