U.S. Department of Justice HSBC Monitorship

Global workstream lead for compliance technology testing in HSBC U.S. Department of Justice (“DOJ”) Monitorship

Regulatory Enforcement

U.S. Department of Justice HSBC Monitorship

Global workstream lead for compliance technology testing in HSBC U.S. Department of Justice (“DOJ”) Monitorship

Regulatory Enforcement

U.S. Department of Justice HSBC Monitorship

Global workstream lead for compliance technology testing in HSBC U.S. Department of Justice (“DOJ”) Monitorship

Regulatory Enforcement

Kansas Department of Labor Civil Enforcement

Special Assistant Attorney General & Chief Integrity Officer. Responsibilities focused on detecting and preventing fraud, ensuring compliance with agency standards, and supporting both internal and external investigations.

Government

Kansas Department of Labor Civil Enforcement

Special Assistant Attorney General & Chief Integrity Officer. Responsibilities focused on detecting and preventing fraud, ensuring compliance with agency standards, and supporting both internal and external investigations.

Government

Kansas Department of Labor Civil Enforcement

Special Assistant Attorney General & Chief Integrity Officer. Responsibilities focused on detecting and preventing fraud, ensuring compliance with agency standards, and supporting both internal and external investigations.

Government

Transaction Monitoring & Screening Regulatory Guidance

Engaged to support Asian-based regulator in reviewing and enhancing its regulatory guidance on transaction monitoring and sanctions screening practices.

Financial Crime Compliance

Transaction Monitoring & Screening Regulatory Guidance

Engaged to support Asian-based regulator in reviewing and enhancing its regulatory guidance on transaction monitoring and sanctions screening practices.

Financial Crime Compliance

Transaction Monitoring & Screening Regulatory Guidance

Engaged to support Asian-based regulator in reviewing and enhancing its regulatory guidance on transaction monitoring and sanctions screening practices.

Financial Crime Compliance

Remediation of Board Level Metric Reporting FRB MRA

Engagement lead for an 18 month, $3 million “uplift” of key risk indicators (KRIs) and Board level compliance reporting to satisfy Federal Reserve Board MRA for multi-national, Asian-based financial institution

Board Level Reporting & Risk Metrics

Remediation of Board Level Metric Reporting FRB MRA

Engagement lead for an 18 month, $3 million “uplift” of key risk indicators (KRIs) and Board level compliance reporting to satisfy Federal Reserve Board MRA for multi-national, Asian-based financial institution

Board Level Reporting & Risk Metrics

Remediation of Board Level Metric Reporting FRB MRA

Engagement lead for an 18 month, $3 million “uplift” of key risk indicators (KRIs) and Board level compliance reporting to satisfy Federal Reserve Board MRA for multi-national, Asian-based financial institution

Board Level Reporting & Risk Metrics