U.S. Department of Justice HSBC Monitorship

Global workstream lead for compliance technology testing in HSBC U.S. Department of Justice (“DOJ”) Monitorship

Regulatory Enforcement

U.S. Department of Justice HSBC Monitorship

Global workstream lead for compliance technology testing in HSBC U.S. Department of Justice (“DOJ”) Monitorship

Regulatory Enforcement

U.S. Department of Justice HSBC Monitorship

Global workstream lead for compliance technology testing in HSBC U.S. Department of Justice (“DOJ”) Monitorship

Regulatory Enforcement

Kansas Department of Labor Civil Enforcement

Special Assistant Attorney General & Chief Integrity Officer. Responsibilities focused on detecting and preventing fraud, ensuring compliance with agency standards, and supporting both internal and external investigations.

Government

Kansas Department of Labor Civil Enforcement

Special Assistant Attorney General & Chief Integrity Officer. Responsibilities focused on detecting and preventing fraud, ensuring compliance with agency standards, and supporting both internal and external investigations.

Government

Kansas Department of Labor Civil Enforcement

Special Assistant Attorney General & Chief Integrity Officer. Responsibilities focused on detecting and preventing fraud, ensuring compliance with agency standards, and supporting both internal and external investigations.

Government

HKMA Transaction Monitoring & Screening Guidance

Engaged to support the Hong Kong Monetary Authority (HKMA) in reviewing and enhancing its regulatory guidance on transaction monitoring and sanctions screening practices.

Financial Crime Compliance

HKMA Transaction Monitoring & Screening Guidance

Engaged to support the Hong Kong Monetary Authority (HKMA) in reviewing and enhancing its regulatory guidance on transaction monitoring and sanctions screening practices.

Financial Crime Compliance

HKMA Transaction Monitoring & Screening Guidance

Engaged to support the Hong Kong Monetary Authority (HKMA) in reviewing and enhancing its regulatory guidance on transaction monitoring and sanctions screening practices.

Financial Crime Compliance

U.K. Section 166 "Skilled Person" Review of FCC Technology

Compliance technology testing lead during Section 166 “Skilled Person” review of HSBC's AML control framework and FCC compliance technology capabilties.

Regulatory Enforcement

U.K. Section 166 "Skilled Person" Review of FCC Technology

Compliance technology testing lead during Section 166 “Skilled Person” review of HSBC's AML control framework and FCC compliance technology capabilties.

Regulatory Enforcement

U.K. Section 166 "Skilled Person" Review of FCC Technology

Compliance technology testing lead during Section 166 “Skilled Person” review of HSBC's AML control framework and FCC compliance technology capabilties.

Regulatory Enforcement