U.S. Department of Justice HSBC Monitorship

Global workstream lead for compliance technology testing in HSBC U.S. Department of Justice (“DOJ”) Monitorship

Regulatory Enforcement

U.S. Department of Justice HSBC Monitorship

Global workstream lead for compliance technology testing in HSBC U.S. Department of Justice (“DOJ”) Monitorship

Regulatory Enforcement

Kansas Department of Labor Civil Enforcement

Special Assistant Attorney General & Chief Integrity Officer. Responsibilities focused on detecting and preventing fraud, ensuring compliance with agency standards, and supporting both internal and external investigations.

Government

Kansas Department of Labor Civil Enforcement

Special Assistant Attorney General & Chief Integrity Officer. Responsibilities focused on detecting and preventing fraud, ensuring compliance with agency standards, and supporting both internal and external investigations.

Government

Transaction Monitoring & Screening Regulatory Guidance

Engaged to support Asian-based regulator in reviewing and enhancing its regulatory guidance on transaction monitoring and sanctions screening practices.

Financial Crime Compliance

Transaction Monitoring & Screening Regulatory Guidance

Engaged to support Asian-based regulator in reviewing and enhancing its regulatory guidance on transaction monitoring and sanctions screening practices.

Financial Crime Compliance

Remediation of FRB Risk Assessment MRA

Subject matter expert to audit and assurance teams evaluating organization risk assessments to remediate Federal Reserve Board MRAs for multi-national, U.S.- and Asia-based institution.

Audit & Assurance

Remediation of FRB Risk Assessment MRA

Subject matter expert to audit and assurance teams evaluating organization risk assessments to remediate Federal Reserve Board MRAs for multi-national, U.S.- and Asia-based institution.

Audit & Assurance