We offer end-to-end compliance and regulatory advisory services to help bank holding companies, financial institutions, fintechs, and other regulated entities meet increasingly complex global regulatory and risk management expectations. We advise our clients on compliance with relevant laws and regulations in all aspects of their financial products and services and compliance risk management practices to address regulatory and compliance challenges.
We counsel clients on the complexities of new and existing governance, registration, reporting, recordkeeping, and other requirements, including the development and implementation of comprehensive compliance risk management programs and plans. Our team has extensive experience creating and tailoring compliance frameworks, written policies and procedures, training, and ongoing monitoring programs necessary to ensure enterprise-wide compliance with laws and regulations throughout the risk management lifecycle. We conduct independent risk and compliance assessments and provide ongoing advice regarding compliance, assessment/testing, and assurance programs.
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Our extensive experience with various types of financial institutions allows us to advise all types of regulated entities on the best course for navigating an ever-changing regulatory and legal landscape and the issues and challenges facing financial services clients.