Regulatory Enforcement & Investigations
Our team brings regulatory insight, technical rigor, and a multi-disciplinary approach that spans across law, compliance, data analytics, and governance. We offer advisory services in regulatory enforcement and investigations, drawing on deep experience supporting legal teams, government agencies, and global financial institutions through regulatory scrutiny, civil and criminal investigations, regulatory examinations, enforcement actions, and monitorships. Our unique strength lies in the integration of legal and compliance expertise and advanced data analytics to uncover facts, mitigate risk, and deliver strategic solutions in matters involving fraud, financial crime, and compliance failures.
Our Regulatory Enforcement & Investigations services include:
• Litigation support for white-collar criminal defense
• Internal investigations and forensic data reviews
• Regulatory remediation and compliance monitorship advisory
• Predictive fraud analytics and risk mitigation strategies
• Agency compliance audits/regulatory exams and reporting
• Coordination with law enforcement and regulatory bodies
We have a proven track record advising on complex regulatory and enforcement actions. This work spans high-profile criminal cases, federal investigations, regulatory examination and enforcement actions, and multinational regulatory monitorships with such regulators as the DOJ, FRB, SEC, FINRA, NFA, and state agencies, among others.